Jurisdictions/UAE / Dubai/VA Advisory License
馃嚘馃嚜UAE / DubaiVirtual Assets Regulatory Authority (VARA)

VA Advisory License

License for providing expert advisory services on virtual asset investments, transactions, and strategies.

VARA Regulations 2023, VA Advisory Services Rulebook

Capital Required

AED 100,000 plus 1.2x monthly operational expenses

Timeline

4-8 months

Fees

AED 40,000 application + AED 80,000 annual supervision

Regulatory Body

Virtual Assets Regulatory Authority (VARA)

Legislative Framework

Dubai Law No. 4 of 2022, Virtual Assets and Related Activities Regulations 2023, VARA Rulebooks (13 total: 5 Compulsory, 8 Activity-Specific)

Last updated: August 2025

Key Requirements

1

Base capital of AED 100,000 minimum plus 1.2x monthly operational expenses for advisory delivery

2

Comprehensive advisory framework with documented investment advice process and suitability assessment procedures

3

Conflict-of-interest policies addressing fee arrangements, tied relationships, and principal trading restrictions

4

Chief Compliance Officer with investment advisory experience and VARA-approved competency certification

5

Professional indemnity insurance of AED 250,000-500,000 covering advisory errors and omissions liabilities

6

Clear advisory agreements specifying service scope, fee arrangements, and market risk disclaimers

7

Documentation systems recording all investment recommendations, client communications, and assessments

8

Annual continuing professional development requirements for all advisory staff with maintained certifications

Application Process

1

Submit VA Advisory license application with description of advisory services and client segments

2

Provide organizational structure with management CV for Chief Compliance Officer with advisory background

3

Include compliance manual with suitability assessment procedures, conflicts-of-interest policies, and documentation

4

Submit sample advisory agreements and fee schedules aligned with VARA transparency requirements

5

Provide insurance certificate and capital adequacy documentation

6

VARA review and approval following assessment of compliance framework and client protection mechanisms

Expected Total Timeline

4-8 months

Ongoing Obligations

After obtaining your VA Advisory License, these are the continuing compliance requirements you must maintain.

Quarterly compliance certifications confirming adherence to suitability standards and conflicts management

Annual capital adequacy reports and independent audit of financial statements by VARA-approved auditors

Annual fit-and-proper assessment for Chief Compliance Officer with mandatory VARA notification of changes

Annual review of professional indemnity insurance with renewal certificates provided to VARA

Quarterly reporting of material client complaints and disputes with written analysis of causes and actions

Maintain documentation systems for regulatory audits with access to client records and files on request

Cost Summary

Capital Requirement

AED 100,000 plus 1.2x monthly operational expenses

Application & Licensing Fees

AED 40,000 application + AED 80,000 annual supervision

Jurisdiction Setup Cost

$50,000-$100,000

Annual: $40,000-$120,000

Need help with VA Advisory License?

Our team manages the full UAE / Dubai licensing process -from application preparation through post-approval implementation.

The information provided on this website is for general informational purposes only and does not constitute legal, financial, or tax advice. No attorney-client relationship is formed by use of this site. LegalWrapper.io is a product of Enterslice. Content on this site may not reflect the most current legal or regulatory developments. Consult with a qualified legal professional before making any structuring, licensing, or compliance decisions. Regulatory requirements and outcomes vary by jurisdiction and are subject to change. Prior engagements do not guarantee specific regulatory approvals or timelines.